-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NzLUyE04+r1Rx/HFcs55X1ecEt7KYOG4j9cPwrmdR8COgtpHSvZJThKiGp4c93Mk v828LkbgxNCj4CgU34nVpg== 0001008387-97-000002.txt : 19970222 0001008387-97-000002.hdr.sgml : 19970222 ACCESSION NUMBER: 0001008387-97-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED VOICE TECHNOLOGY INC /WA/ CENTRAL INDEX KEY: 0000931784 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911190085 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43497 FILM NUMBER: 97534399 BUSINESS ADDRESS: STREET 1: 11410 NE 122ND WAY CITY: KIRKLAND STATE: WA ZIP: 98034 BUSINESS PHONE: 2068206000 MAIL ADDRESS: STREET 1: 11410 NE 122ND WAY CITY: KIRKLAND STATE: WA ZIP: 98034 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAPORTE RICHARD J CENTRAL INDEX KEY: 0001008387 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 97025 CITY: KIRKLAND STATE: WA ZIP: 98083 BUSINESS PHONE: 2068206000 SC 13G/A 1 APPLIED VOICE TECHNOLOGY, INC. SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment No. 1 Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 APPLIED VOICE TECHNOLOGY, INC. (Name of Issuer) COMMON STOCK, $.01 PAR VALUE (Title of Class of Securities) 0328M 10 5 (CUSIP Number of Class of Securities) Check the following box if a fee is being paid with this statement. |_| (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class.) (See Rule 13d-7.) - --------------- ---------------------------- SCHEDULE 13G Page 2 of 6 Pages CUSIP No. 03828M 10 5 - --------------- ---------------------------- - --------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard J. LaPorte - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) Not applicable (b) - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 3 SEC USE ONLY - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------- --------------------------------------------------------------------- - --------------------- -------- ------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 284,408 -------- ------------------------------------------------ -------- ------------------------------------------------ SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 -------- ------------------------------------------------ -------- ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 284, 408 -------- ------------------------------------------------ -------- ------------------------------------------------ WITH 8 SHARED DISPOSITIVE POWER 0 - --------------------- -------- ------------------------------------------------ - --------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 284,408 - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.98% - --------- --------------------------------------------------------------------- - --------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer. This Schedule 13G relates to Applied Voice Technology, Inc., a Washington corporation (the "Company"). Item 1(b). Address of Issuer's Principal Executive Offices: The Company's principal executive offices are located at 11410 N.E. 122nd Way, Kirkland, Washington 98034. Item 2(a). Name of Person Filing. This Schedule 13G relates to Richard J. LaPorte. Item 2(b). Address of Principal Business Office. The business address of the reporting person is 11410 N.E. 122nd Way, Kirkland, Washington 98034. Item 2(c). Citizenship. Mr. LaPorte is a United States citizen. Item 2(d). Title of Class of Securities. This Schedule 13G relates to the Company's common stock, $.01 par value per share (the "Common Stock"). Item 2(e). CUSIP Number. The CUSIP Number for the Company's Common Stock is 03828M 10 5. Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b) (ii)(G), (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Not applicable. Item 4. Ownership. The following describes the ownership of Common Stock by Mr. LaPorte as of December 31, 1994: (a) Amount beneficially owned: 284,4081 (b) Percent of class: 4.98% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 284,408 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 284,408 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: |X| Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURE After reasonable inquiry and to best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: February __, 1997 /s/ Richard J. LaPorte - -------- 1 Includes 281,708 shares issuable upon exercise of employee stock options which are currently exercisable or become exercisable within 60 days of December 31, 1996. -----END PRIVACY-ENHANCED MESSAGE-----